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Swift e-Bulletin

Introduction

Edition 23rd 23-24

Week – October 16th to October 21st

Quote for the week:

“A champion is defined not by their wins but by how they can recover when they fall”

–  Serena Williams (American former tennis player)

                                                                                                           

We welcome you to our weekly newsletter!

The ‘Swift e-Bulletin’ - weekly newsletter, covers all regulatory updates and critical judgements passed during the week. We hope that you liked our previous editions and found it to be of great value in its content. We want this newsletter to be valuable for you so, please share your feedback and suggestions to help us improve.

Further, various regulatory authorities have been proactive in bringing significant regulatory changes in recent challenging times. This week’s newsletter covers various circulars/notifications issued by certain regulatory authorities such as the Securities and Exchange Board of India (“SEBI”) and Reserve Bank of India (“RBI”)

The Regulatory authorities provided various updates/relaxations, some of which being:

  1. SEBI vide Circular dated October 16, 2023 issued Master Circular for Stock Exchanges and Clearing Corporations
  2. RBI vide Notification dated October 17, 2023 amended the Master Direction (MD) on KYC.

We have prepared a comprehensive summary for quick reference of the aforesaid updates and Judgements / orders issued during the week of October 16th to October 21st.

Thank you,

Swift team


REGULATORY UPDATES

SEBI

  1. SEBI vide Circular dated October 16, 2023 issued Master Circular for Stock Exchanges and Clearing Corporations
  2. SEBI vide Circular dated October 20, 2023 have issued Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Qualified RTAs (QRTAs

RBI

  1. RBI vide Notification dated October 17, 2023 amended the Master Direction (MD) on KYC
  2. RBI vide Notification dated October 19, 2023 issued Master Direction – Reserve Bank of India (Non- Banking Financial Company – Scale Based Regulation) Directions, 2023

Ministry of Finance

  1. Ministry of Finance vide Notification dated October 17, 2023 notified the amendments for Prevention of Money-laundering (Maintenance of Records) Rules, 2005

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About Swift

Swift India Corporate Services LLP (“Swift”) (Formerly known as SwiftIndiaInc Corporate Services Private Limited) established in the year 2005, is an associate entity of Nishith Desai Associates — Legal & Tax Counseling Worldwide (legal and tax consulting firm).

We are a team of professionals with rich corporate, legal and secretarial backgrounds. We are a premier corporate compliance firm that caters to the needs and demands of our global clients. Swift aims to provide quick and pragmatic corporate solutions alongside high-quality compliances.

  


 

Swift India Corporate Services LLP

 

Regd. Office: 91-92 B, Mittal Court, Nariman Point, Mumbai 400 021, India

LLPIN: AAH-4705, registered under the Limited Liability Partnership Act, 2008

Tel +91 22 6669 5000, Fax +91 22 6669 5001

 


www.swiftindiallp.com